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AI Internal Audit M04: AI Regulatory Landscape – PDF
PDF document 46 Pages
VIDEO DEMO
BENEFITS OF THIS DOWNLOADABLE PDF DOCUMENT
- Maps the EU AI Act and other key AI regulations into clear, auditable obligations.
- Enables auditors to assess organizational readiness against a fast-moving global regulatory environment.
- Provides a regulatory mapping template and compliance checklist that translate law into audit procedures.
ARTIFICIAL INTELLIGENCE PDF DESCRIPTION
AI regulation is arriving quickly, and internal audit is expected to provide assurance that the organization is ready. This is Module 4 of the AI-Powered Internal Audit Professional Series, a 15-module program developed and published by Business Excellence to give internal audit professionals current, practical command of the AI landscape.
This module translates a complex and fast-moving regulatory environment into something auditors can actually work with. The centerpiece is the EU AI Act – the world's first comprehensive AI law – examined through its risk-based classification of AI systems, its specific obligations for high-risk systems, its requirements for conformity assessment and documentation, and its extraterritorial reach for organizations operating in or selling into the European market. The module also addresses the broader landscape, including the United States policy direction, sector-specific requirements in areas such as financial services, and the emerging regulatory posture across the GCC and MENA regions where AI adoption is accelerating rapidly.
For each regulatory development, the module focuses on the question that matters to auditors: what obligation does this create, and how do we test whether the organization is meeting it? Regulatory text is converted into concrete audit criteria – the kind that can be cited precisely in a finding under the Criteria element of a 5C structure.
The module is grounded in authoritative, current sources, including the EU AI Act itself, the IIA Global Internal Audit Standards 2024, the NIST AI Risk Management Framework, and ISACA AI resources. It is written in executive-level language for Chief Audit Executives, audit managers, IT auditors, and compliance professionals who must brief boards and audit committees on regulatory exposure.
A recurring theme is that regulatory compliance and good governance reinforce each other: organizations that have implemented sound AI governance frameworks are substantially better positioned to demonstrate regulatory conformity when required.
Delivered as a professional PowerPoint presentation with full speaker notes, equipping audit functions to assess AI regulatory readiness with credibility and precision.
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Source: Best Practices in Artificial Intelligence, Audit Management PDF: AI Internal Audit M04: AI Regulatory Landscape PDF (PDF) Document, Amer Morgan
ABOUT THE AUTHOR
Amer Morgan is the founder of Business Excellence, Audit Consultant and Governance Advisor with over 30 years of practice in internal audit, enterprise risk management, and corporate governance across Qatar, Egypt, the UAE, and the USA. He currently leads the internal audit function for a sovereign-wealth-fund-owned food security group in Doha, with responsibility for board-level assurance across ... [read more]
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